Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Mijts is a financial advisor with over 17 years of experience in the industry. Sarah currently works at Wells Fargo Clearing Services, LLC and is registered in 41 states. Sarah holds licenses for Series 66, Series 7, Series 9, Series 10 and SIE. Previously, Sarah has worked at Rockefeller Financial LLC, Morgan Stanley, First Republic Securities Company, LLC and Wells Fargo Investments, LLC. Sarah offers services like investment consulting, financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/20/2024 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
CA
05/11/2022 - 02/20/2024
ROCKEFELLER FINANCIAL LLC (Los Gatos CA)
CA
06/08/2021 - 05/11/2022
MORGAN STANLEY (LOS GATOS CA)
CA
04/18/2022 - 04/26/2022
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)
CA
01/03/2011 - 05/17/2021
WELLS FARGO CLEARING SERVICES, LLC (PALO ALTO CA)
CA
12/04/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MENLO PARK CA)
BOTH
Issued 12/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/08/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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