Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Burns is a financial advisor currently working at Merrill Lynch, Pierce, Fenner & Smith Inc. Sarah has been in the industry since October 1996. Prior to Merrill Lynch, Pierce, Fenner & Smith Inc. Sarah worked at Aurora Securities and Park Avenue Securities LLC. Sarah is registered with both FINRA and the state of Alabama. Sarah holds various licenses including Series 4, 7, 9, 10, 24, 31, 52, 63, 65, and 66. Sarah also serves as a FINRA Dispute Resolution Arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BIRMINGHAM AL)
AL
04/25/2022 - 11/28/2023
AURORA SECURITIES (Alabaster AL)
NY
02/12/2014 - 04/25/2022
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
09/03/2013 - 02/11/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
01/11/2008 - 02/11/2014
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
01/27/2004 - 02/11/2014
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/27/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
AL
07/23/2003 - 11/18/2003
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
AL
02/25/2002 - 07/14/2003
FRANK CHAPPELLE & CO., INC. (BIRMINGHAM AL)
NY
06/07/2000 - 06/15/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
AL
08/05/1998 - 05/30/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
NY
11/26/1996 - 06/26/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/10/1996 - 10/25/1996
J.C. BRADFORD & CO. (NEW YORK NY)
NY
02/01/1996 - 08/29/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
AL
07/20/1995 - 01/03/1996
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 11/01/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2008
Series 4 - Registered Options Principal Examination
BC
Issued 06/21/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2024
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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