Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Rose Spiller is a financial advisor with Charles Schwab & Co., Inc. Sarah has been in the financial industry since December 2014, and holds a Series 63, Series 66 and Series 7 licenses as well as the SIE. Sarah has been registered with Charles Schwab & Co., Inc. since September 2014 and has offices in Phoenix, Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
05/31/2022 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
09/22/2014 - 12/19/2019
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 05/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Sarah Spiller is the right advisor for you? Invested Better is here to help.
