Unclaimed
Sarah Gustafson is a financial advisor who has been in the industry since 2020. Sarah is currently registered with Vanguard Marketing Corp. in Charlotte, North Carolina. Sarah holds a Series 7TO, Series 63 and SIE license and is registered in North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/13/2020 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 07/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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