Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Browning is an active broker-dealer, and was previously registered with Schroder Fund Advisors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Allianz Global Investors Distributors LLC. Sarah has been in the industry since 2012. Sarah holds the Series 66, Series 7 and SIE licenses. Currently, Sarah is registered with American Century Investment Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/28/2024 - Present
American Century Investment Services Inc. (NEW YORK NY)
CA
03/08/2018 - 10/03/2023
SCHRODER FUND ADVISORS LLC (Lake Merritt CA)
ID
06/24/2016 - 11/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOISE ID)
CA
06/01/2011 - 05/10/2016
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN FRANCISCO CA)
BOTH
Issued 06/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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