Unclaimed
Sarah Lange is a financial professional with over 20 years of experience in the industry. Sarah is currently registered with Stifel, Nicolaus & Company, Inc. and holds the Series 63, SIE and Series 7 licenses. Sarah has previous experience with Wachovia Capital Markets, LLC and Wachovia Securities, LLC. Sarah is registered in Maryland. Stifel, Nicolaus & Company, Inc. is a full-service investment firm headquartered in St. Louis, Missouri. The firm offers a wide range of financial services to individual and institutional clients, including investment management, brokerage, and wealth management. Stifel, Nicolaus & Company, Inc. has over 2,500 financial advisors and $149.2 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/05/2006 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
NC
07/01/2003 - 04/06/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
07/26/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 03/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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