Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Ramsey is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Sarah has been in the financial services industry since January 25, 2017. Sarah has a Series 7, 66, SIE, 9, and 10 licenses. Sarah is licensed to provide financial services in 53 states and districts. Sarah Ramsey also holds a number of designations and has specializations in 2, 3, 4, 5, and 6. Sarah Ramsey's firm is headquartered in New York, NY. The firm manages $10 billion to $50 billion in assets and employs 12,506 licensed agents, 26,251 investment adviser representatives, and 27,997 registered representatives. The firm provides a variety of services, including portfolio management, financial planning, educational seminars, and research reports. Sarah Ramsey is an experienced financial advisor who is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
04/23/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND OR)
CA
02/21/2014 - 05/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
BOTH
Issued 07/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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