Unclaimed
Sarah Via is a financial advisor with T. Rowe Price Investment Services, Inc. Sarah is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7TO, Series 63 and a SIE license. Sarah's current employment registration with FINRA is active. Sarah is also registered to conduct business in all 50 states, plus the District of Columbia, Puerto Rico and the U.S. Virgin Islands. Sarah has been in the financial services industry for 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/17/2024 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
BC
Issued 06/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/25/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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