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Sarah Pieroni

Fidelity Brokerage Services LLC

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About Sarah Pieroni

Sarah Pieroni is a financial advisor registered in Massachusetts, New Hampshire, Texas, and Utah. She is affiliated with Fidelity Brokerage Services LLC and has been in the industry since May 2004. Sarah holds Series 6, 7, 9, 10, 24, 26, and 63 licenses.

Firm Information

Sarah Pieroni is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Pieroni’s Registration & Firm History

NH

12/22/2014 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

NH

10/11/2019 - 07/09/2020

FIDELITY DISTRIBUTORS COMPANY LLC (MERRIMACK NH)

NH

10/10/2019 - 07/09/2020

NATIONAL FINANCIAL SERVICES LLC (MERRIMACK NH)

NH

08/02/2019 - 08/16/2019

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MERRIMACK NH)

NH

08/01/2019 - 08/16/2019

NATIONAL FINANCIAL SERVICES LLC (MERRIMACK NH)

NH

01/01/2008 - 01/12/2012

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

NH

06/22/2001 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MERRIMACK NH)

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Licenses & Designations

BC

Issued 07/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/01/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/02/2016

Series 24 - General Securities Principal Examination

BC

Issued 02/03/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/21/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sarah Pieroni.
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