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Sarah Perla Ratzenberger-tupper

BNP Paribas Securities Corp.

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About Sarah Perla Ratzenberger-tupper

Sarah Perla Ratzenberger-tupper is a financial professional with over 10 years of experience in the industry. Sarah is currently registered with BNP Paribas Securities Corp. Previously, Sarah was registered with UBS Securities LLC and DAIWA CAPITAL MARKETS AMERICA INC. Sarah holds the Series 3, Series 7 and Series 63 licenses as well as the Securities Industry Essentials Examination. Sarah is registered in 52 states and the District of Columbia.

Firm Information

Sarah Ratzenberger-tupper is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Ratzenberger-tupper’s Registration & Firm History

NY

01/11/2013 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

07/30/2010 - 12/19/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

12/08/2009 - 07/15/2010

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/17/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2011

Series 3 - National Commodity Futures Examination

BC

Issued 12/07/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sarah Perla Ratzenberger-tupper.
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