Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Palmer Harris is a financial advisor with over 20 years of experience in the financial services industry. Sarah is registered with Stifel, Nicolaus & Company, Inc. in Fresno, California. Sarah has experience working for various financial institutions including Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, and Wells Fargo Investments, LLC. Sarah holds the Series 7 and Series 66 licenses and the SIE exam. Sarah specializes in portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning, pension consulting, and educational seminars. Sarah is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/26/2018 - Present
Stifel, Nicolaus & Company, Inc. (FRESNO CA)
CA
12/15/2015 - 10/10/2018
LPL FINANCIAL LLC (ONTARIO CA)
CA
02/03/2012 - 12/16/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRESNO CA)
CA
04/18/2011 - 11/02/2011
VALIC FINANCIAL ADVISORS, INC. (FRESNO CA)
CA
11/09/2005 - 06/03/2010
UNIONBANC INVESTMENT SERVICES, LLC (MADERA CA)
NC
03/09/2004 - 11/02/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
02/13/2003 - 02/02/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
05/02/2001 - 02/13/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
01/11/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
TX
11/16/2000 - 01/26/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/12/2000 - 10/15/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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