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Sarah Noelle Dutta

Fidelity Brokerage Services LLC

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About Sarah Noelle Dutta

Sarah Noelle Dutta is a registered representative with Fidelity Brokerage Services LLC. Sarah holds a Series 63, Series 7 and SIE license and is currently registered in Utah. Sarah has been in the financial industry since December 2016. Sarah is located at the Fidelity Brokerage Services LLC office in Salt Lake City, Utah.

Firm Information

Sarah Dutta is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Dutta’s Registration & Firm History

UT

12/12/2016 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 12/19/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sarah Noelle Dutta.
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