Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Nicole Opperman is an active Registered Representative with LPL Financial LLC. Sarah has been in the industry since March 25, 2003, and has held various positions at different firms. She is Series 7 and SIE licensed, and specializes in providing financial advice to individuals, corporations, and other businesses. Sarah's primary focus is on helping clients achieve their financial goals through tailored investment strategies and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
09/08/2009 - Present
LPL Financial LLC (VALPARAISO IN)
IN
01/29/2009 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (VALPARAISO IN)
IN
07/11/2006 - 02/03/2009
ROYAL ALLIANCE ASSOCIATES, INC. (VALPARAISO IN)
NY
05/17/2001 - 08/31/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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