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Sarah Michelle Hartzke

Allspring Funds Distributor, LLC

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About Sarah Michelle Hartzke

Sarah Michelle Hartzke is a financial advisor with Allspring Funds Distributor, LLC. Sarah has been in the industry since 2009 and has experience in various areas of financial services. Sarah has held positions at AllianceBernstein Investments, Inc., AIG Capital Services, Inc., and Edward Jones. Sarah's experience provides her with the knowledge and skills to help her clients achieve their financial goals.

Firm Information

Sarah Hartzke is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Hartzke’s Registration & Firm History

WI

03/20/2024 - Present

Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)

NY

08/28/2014 - 03/11/2024

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NJ

04/16/2012 - 08/05/2014

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

MO

11/02/2009 - 03/28/2012

EDWARD JONES (CLAYTON MO)

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Licenses & Designations

BOTH

Issued 12/21/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Michelle Hartzke.
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