Unclaimed
Sarah McCann is a financial advisor with Northwestern Mutual Investment Services, LLC. Sarah is licensed to provide investment advice in California, Florida, Nevada, Oregon and Virginia. Sarah is registered with FINRA and holds the Series 7TO, Series 63, and SIE licenses. Sarah specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
03/11/2024 - Present
Northwestern Mutual Investment Services, LLC (Manhattan Bch CA)
BC
Issued 04/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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