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Sarah Mary Mears

Vanguard Marketing Corp.

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About Sarah Mary Mears

Sarah Mary Mears has been a registered representative for over 20 years, holding both Series 7 and 66 licenses. Sarah has a proven track record of success in the financial industry and is currently employed by Vanguard Marketing Corp. Previously, Sarah worked for Foreside Fund Services, LLC, Constellation Investment Distribution Company Inc., Charles Schwab & Co., Inc., and PaineWebber Incorporated. Sarah's career spans over two decades, showcasing a commitment to the financial services industry.

Firm Information

Sarah Mears is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Mears’s Registration & Firm History

PA

02/12/2019 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

01/03/2006 - 07/28/2011

FORESIDE FUND SERVICES, LLC (BERWYN PA)

PA

10/05/2001 - 12/31/2005

CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC. (JENKINTOWN PA)

TX

11/30/1999 - 06/12/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NJ

11/20/1998 - 10/18/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 02/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/12/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/22/2000

Series 24 - General Securities Principal Examination

BC

Issued 02/12/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/24/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Mary Mears.
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