Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Mary Houle-johns is a financial advisor registered with LPL Financial LLC. Sarah is a registered representative and investment advisor representative with over 38 years of experience in the financial industry. Sarah holds a Series 7, Series 6, Series 63, and Series 65 securities license. Sarah is also registered with the states of Arizona, California, Colorado, Florida, Illinois, Iowa, Louisiana, Michigan, Minnesota, Nebraska, Nevada, New Jersey, North Carolina, South Carolina, South Dakota, Texas, and Wisconsin. Sarah has previously worked with Foresters Financial Services, Inc. and Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
08/05/2024 - Present
LPL Financial LLC (BLOOMINGTON MN)
MN
06/20/2019 - 08/06/2024
CETERA INVESTMENT SERVICES LLC (EDINA MN)
MN
04/09/1985 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (EDINA MN)
IA
Issued 10/11/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sarah Houle-johns is the right advisor for you? Invested Better is here to help.
