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Sarah Marie Wisniewski

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Sarah Marie Wisniewski

Sarah Wisniewski is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sarah has been in the financial industry since 2000. Sarah has experience in financial planning, portfolio management, and pension consulting. Sarah also provides educational seminars and performance measurement reports to clients.

Firm Information

Sarah Wisniewski is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sarah Wisniewski’s Registration & Firm History

CA

01/16/2025 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)

CA

06/05/2018 - 03/30/2023

WESTPARK CAPITAL, INC. (LOS ANGELES CA)

CO

02/16/2017 - 05/08/2017

NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)

CA

12/04/2012 - 12/15/2015

NATIONAL PLANNING CORPORATION (El Segundo CA)

CA

01/17/2012 - 11/20/2012

WESTPARK CAPITAL, INC. (LOS ANGELES CA)

CA

09/08/2009 - 01/28/2012

LPL FINANCIAL LLC (SAN MATEO CA)

CA

11/03/2008 - 09/08/2009

ASSOCIATED SECURITIES CORP. (SAN FRANCISCO CA)

MN

05/08/2006 - 11/07/2008

AIG FINANCIAL ADVISORS, INC. (MINNEAPOLIS MN)

AZ

02/01/2008 - 10/29/2008

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

MN

07/08/2004 - 04/20/2006

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

07/08/2004 - 04/20/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

CT

03/05/2001 - 12/31/2003

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

MN

05/01/1997 - 12/23/1999

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NA

07/01/1996 - 05/09/1997

DAIN BOSWORTH INCORPORATED

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Licenses & Designations

IA

Issued 10/05/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/13/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/05/2001

Series 4 - Registered Options Principal Examination

BC

Issued 06/25/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Marie Wisniewski.
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