Unclaimed
Sarah Marie Warren is a financial advisor with Pimco Investments LLC and has been in the industry since 2010. Warren has a Series 7, Series 63, Series 24 and Series 7TO licenses. Previously, Warren was with Russell Implementation Services Inc. Part of Russell Investments, Russell Financial Services, Inc., Part of Russell Investments and Allianz Global Investors Distributors LLC. Warren is currently registered with FINRA and has been with Pimco Investments LLC since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/29/2022 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
11/13/2013 - 08/11/2020
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
WA
11/29/2012 - 04/15/2013
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS (SEATTLE WA)
WA
09/13/2011 - 04/12/2013
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
CA
02/14/2011 - 08/08/2011
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
04/24/2008 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
CA
08/20/2007 - 04/24/2008
METLIFE SECURITIES INC. (LOS ANGELES CA)
BC
Issued 07/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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