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Sarah Marie Warren

Pimco Investments LLC

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About Sarah Marie Warren

Sarah Marie Warren is a financial advisor with Pimco Investments LLC and has been in the industry since 2010. Warren has a Series 7, Series 63, Series 24 and Series 7TO licenses. Previously, Warren was with Russell Implementation Services Inc. Part of Russell Investments, Russell Financial Services, Inc., Part of Russell Investments and Allianz Global Investors Distributors LLC. Warren is currently registered with FINRA and has been with Pimco Investments LLC since 2013.

Firm Information

Sarah Warren is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Warren’s Registration & Firm History

CA

09/29/2022 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

CA

11/13/2013 - 08/11/2020

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

WA

11/29/2012 - 04/15/2013

RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS (SEATTLE WA)

WA

09/13/2011 - 04/12/2013

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)

CA

02/14/2011 - 08/08/2011

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

CA

04/24/2008 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

CA

08/20/2007 - 04/24/2008

METLIFE SECURITIES INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 07/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2022

Series 24 - General Securities Principal Examination

BC

Issued 03/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Marie Warren.
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