Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marie Settle is a financial professional with over 15 years of experience. Sarah is a registered representative of Northwestern Mutual Investment Services, LLC and has been with the firm since 2006. Sarah has a Series 6, Series 7 and Series 63 license and is currently licensed in Florida, Indiana, Kentucky and Virginia. Sarah specializes in providing financial advice and investment management services to individuals and families. She is committed to providing her clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KY
04/17/2006 - Present
Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)
BC
Issued 08/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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