Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marie Schultz is a financial professional with over 14 years of experience in the financial services industry. Sarah is currently registered with Fidelity Brokerage Services LLC and holds Series 7, 9, 10 and 63 licenses. Sarah has previously held registrations with National Financial Services LLC. Sarah is licensed in Kentucky, Massachusetts, Texas and Utah. Sarah's branch office is located in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
08/02/2013 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
11/11/2008 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
BC
Issued 07/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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