Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marie Schmitz is a financial advisor with Principal Securities, Inc. She is a registered representative and investment advisor representative with the firm. Sarah has been in the securities industry since 2003 and has experience working with various financial institutions, including Fidelity Brokerage Services LLC, Gill Capital Partners, Truenorth Securities, Inc., and Princor Financial Services Corporation. Sarah is licensed to sell securities in Arizona, California, Colorado, Florida, Indiana, Montana, Nevada, New Mexico, Ohio, Pennsylvania, Texas, Utah, and Wyoming. She also has experience with other financial products, such as fixed life insurance, fixed annuities, long-term care insurance, and disability insurance. Sarah holds a Series 7, Series 24, Series 51, and Series 66 securities license. Sarah is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CO
06/17/2021 - Present
Principal Securities, Inc. (DENVER CO)
TX
06/23/2015 - 09/01/2015
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
CO
04/01/2013 - 05/12/2015
GILL CAPITAL PARTNERS (DENVER CO)
CO
12/02/2009 - 04/01/2011
TRUENORTH SECURITIES, INC. (DENVER CO)
IA
02/16/2007 - 10/30/2008
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CO
05/01/2006 - 05/16/2006
AIG FINANCIAL ADVISORS, INC. (DENVER CO)
IA
05/16/2003 - 12/31/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
GA
03/07/2001 - 10/16/2002
INVESCO SERVICES, INC. (ATLANTA GA)
IA
10/30/1998 - 03/30/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 09/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sarah Schmitz is the right advisor for you? Invested Better is here to help.
