Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Roths is a financial professional with experience in the financial services industry. Sarah is currently registered with Columbia Management Investment Distributors, Inc., Ameriprise Financial Services, LLC, American Enterprise Investment Services Inc. and Riversource Distributors, Inc.. Sarah has previously worked with Columbia Management Investment Distributors, Inc. and Ameriprise Financial Services, Inc.. Sarah holds the Series 63, SIE, Series 99TO and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
09/22/2023 - Present
Columbia Management Investment Distributors, Inc. (Minneapolis MN)
MA
06/08/2020 - 09/20/2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MN
03/14/2007 - 08/15/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 03/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2020
Series 99TO - Operations Professional Examination
BC
Issued 03/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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