Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marie Oneill is a financial professional with over 25 years of experience in the financial services industry. Sarah is currently registered with Mesirow Financial, Inc. She is a Series 7, 9, 10, 57, 63, SIE, and 99TO licensed representative. Sarah is registered in Illinois. Previously, Sarah was employed at Banc of America Securities LLC and Rodman & Renshaw Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/04/2003 - Present
Mesirow Financial, Inc. (CHICAGO IL)
NY
01/05/1999 - 06/04/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IL
09/12/1997 - 03/20/1998
RODMAN & RENSHAW INC. (CHICAGO IL)
BC
Issued 03/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2017
Series 57 - Securities Trader Exam
BC
Issued 09/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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