Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marie Neff is a registered representative with Robert W. Baird & Co. Inc. Sarah has been in the securities industry since August 2018 and holds the Series 7, Series 66, and SIE licenses. Sarah is registered with the following states: Alabama, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Louisiana, Massachusetts, Michigan, Mississippi, Montana, Nebraska, New Mexico, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Utah, Virginia, West Virginia, and Wisconsin. Sarah is also registered as an Investment Advisor Representative in Florida, North Carolina, Texas, and West Virginia. Sarah has previously worked at D.A. Davidson & Co. in Great Falls, MT. In addition to her work in the securities industry, Sarah is also a health and beauty product representative for Plexus.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WV
06/27/2022 - Present
Robert W. Baird & Co. Inc. (Charleston - Northgate WV)
MT
08/28/2018 - 06/25/2019
D.A. DAVIDSON & CO. (GREAT FALLS MT)
BOTH
Issued 05/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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