Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marie Horner is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Sarah has been in the securities industry since February 16, 2016. Sarah has a Series 6, 7TO, and 63 license. She also holds a Series 65 license, which qualifies her to provide investment advice. Sarah is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). She is also registered as an investment advisor in North Carolina and Texas. Sarah specializes in providing financial planning, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/24/2023 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
NC
11/09/2015 - 11/29/2022
WELLS FARGO CLEARING SERVICES, LLC (DURHAM NC)
IA
Issued 12/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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