Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marie Ellis is a financial advisor who has been in the industry since 2013. Sarah is currently registered with Wells Fargo Clearing Services, LLC, and has been with the firm since 2015. Prior to that, Sarah was a registered representative with U.S. Bancorp Investments, Inc. and Stifel, Nicolaus & Company, Incorporated. Sarah is a Series 7 and SIE licensed advisor. Sarah's specializations include portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/22/2024 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/13/2015 - 01/09/2023
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
02/22/2012 - 02/25/2015
U.S. BANCORP INVESTMENTS, INC. (SAINT LOUIS MO)
MO
01/24/2012 - 02/17/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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