Unclaimed
Sarah Marie Caggiano is a registered representative of Stonex Financial Inc. She is located in New York, NY, and has been in the industry since 1987. Sarah has passed four industry exams including the Series 7, Series 72, Series 99TO and the SIE. Sarah has been employed by Stonex Financial Inc. since July 10, 2015. Prior to that, she was a registered representative of INTL FCSTONE PARTNERS L.P. Sarah is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2015 - Present
Stonex Financial Inc. (NEW YORK NY)
NJ
07/25/1987 - 07/10/2015
INTL FCSTONE PARTNERS L.P. (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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