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Sarah Marie Caggiano

Stonex Financial Inc.

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About Sarah Marie Caggiano

Sarah Marie Caggiano is a registered representative of Stonex Financial Inc. She is located in New York, NY, and has been in the industry since 1987. Sarah has passed four industry exams including the Series 7, Series 72, Series 99TO and the SIE. Sarah has been employed by Stonex Financial Inc. since July 10, 2015. Prior to that, she was a registered representative of INTL FCSTONE PARTNERS L.P. Sarah is licensed to conduct business in New York.

Firm Information

Sarah Caggiano is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Caggiano’s Registration & Firm History

NY

07/10/2015 - Present

Stonex Financial Inc. (NEW YORK NY)

NJ

07/25/1987 - 07/10/2015

INTL FCSTONE PARTNERS L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Marie Caggiano.
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