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Sarah Marie ann Smith

Raymond James Financial Services, Inc.

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About Sarah Marie ann Smith

Sarah Smith is a financial advisor with Raymond James Financial Services, Inc. Sarah has been working in the financial services industry since April 2013. Sarah is licensed to provide financial services in Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Michigan, Missouri, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, and Washington.

Firm Information

Sarah Smith is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Smith’s Registration & Firm History

TX

12/18/2014 - Present

Raymond James Financial Services, Inc. (FORT WORTH TX)

TX

04/08/2013 - 12/22/2014

LPL FINANCIAL LLC (FORT WORTH TX)

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Licenses & Designations

BC

Issued 07/03/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2017

Series 7 - General Securities Representative Examination

BC

Issued 04/07/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Marie ann Smith.
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