Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Marguerite Ashby is a registered representative with Vanguard Marketing Corp. in Charlotte, NC. Sarah has been in the financial services industry since December 12, 2015. Sarah is licensed to sell securities in North Carolina. She holds the Series 7, Series 63, and Series 24 licenses. Sarah is also registered with FINRA and the North Carolina Securities Division.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/29/2016 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 09/08/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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