Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Berner is a financial advisor at Cambridge Investment Research Advisors, Inc., located in Fairfield, IA. Sarah has been in the financial services industry since August 2004. Sarah is a Registered Representative and Investment Advisor Representative. Sarah has passed the Series 7, Series 24, Series 66, Series 79TO, Series 99TO, and SIE exams. Sarah has worked for several firms including Securities Management & Research, Inc., Berthel, Fisher & Company Financial Services, Inc., and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
11/15/2018 - Present
Cambridge Investment Research Advisors, Inc. (Fairfield IA)
IA
11/18/2014 - 11/02/2018
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
IA
10/29/2007 - 11/02/2018
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (Cedar Rapids IA)
IA
05/02/2006 - 10/30/2007
VSR FINANCIAL SERVICES, INC. (DES MOINES IA)
IA
08/11/2004 - 05/03/2006
AMERIPRISE FINANCIAL SERVICES, INC. (DES MOINES IA)
MN
08/11/2004 - 05/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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