Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Madeleine Applegate is a financial professional with over 5 years of experience in the industry. Sarah has a Series 7, Series 63, Series 24 and SIE licenses and has worked at MML Investors Services, LLC, FS Investment Solutions, LLC and Dinosaur Financial Group, L.L.C. Currently, Sarah is an active representative at SEI Investments Distribution Co., in Oaks, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/06/2021 - Present
SEI Investments Distribution Co. (OAKS PA)
NY
10/12/2020 - 09/24/2021
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
PA
03/12/2019 - 08/13/2020
FS INVESTMENT SOLUTIONS, LLC (PHILADELPHIA PA)
NJ
08/09/2018 - 02/19/2019
MML INVESTORS SERVICES, LLC (MARLTON NJ)
IA
Issued 01/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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