Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Simes is a financial advisor with over 20 years of experience in the industry. Sarah is currently registered with Osaic Wealth, Inc. in Arizona, Colorado, Massachusetts, and New Jersey. Sarah has experience providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Sarah has also worked with various other firms including FSC Securities Corporation, Woodbury Financial Services, Inc., Securities America, Inc. and TRIAD ADVISORS LLC. Sarah holds a Series 65, Series 66, Series 7, and Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/18/2021 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
01/30/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
01/30/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
08/18/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
08/18/2021 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
08/18/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MA
12/14/1999 - 11/02/2018
SIGNATOR INVESTORS, INC. (ANDOVER MA)
MA
05/24/2000 - 09/18/2000
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
IA
Issued 05/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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