Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Ingmanson Battaglia is a financial advisor at Morgan Stanley in Las Vegas, Nevada. Sarah has over 20 years of experience in the financial services industry. Sarah holds a Series 7, 86, 87, 63 and 66 license. Sarah specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. Sarah also provides portfolio management services for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
06/04/2024 - Present
Morgan Stanley (Las Vegas NV)
MA
12/19/2022 - 05/20/2024
FIDELITY BROKERAGE SERVICES LLC (HINGHAM MA)
MA
12/03/2020 - 10/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HINGHAM MA)
CA
12/06/2004 - 05/07/2015
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
BOTH
Issued 12/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/16/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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