Unclaimed
Sarah M'begnonsanogo Doumbia is a financial professional with over 7 years of experience in the industry. Sarah is currently registered with Charles Schwab & Co., Inc. and is licensed in Arizona and California. Sarah has a strong background in securities, having passed the Series 63, Series 7, Series 9, and Series 10 exams. Sarah is committed to providing her clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
08/24/2016 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
BC
Issued 08/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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