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Sarah Lynn Flood

Empower Financial Services, Inc.

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About Sarah Lynn Flood

Sarah Flood is a financial advisor with Empower Financial Services, Inc. She is licensed to sell securities and investment company products. Sarah has been in the industry since December 2020 and is currently registered with FINRA and Empower Financial Services, Inc. in Connecticut. She holds the Series 6TO and SIE exams. Sarah previously worked at MML Investors Services, LLC in Enfield, CT.

Firm Information

Sarah Flood is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Flood’s Registration & Firm History

CT

01/04/2021 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

12/17/2020 - 01/04/2021

MML INVESTORS SERVICES, LLC (ENFIELD CT)

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Licenses & Designations

BC

Issued 12/17/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/05/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Lynn Flood.
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