Unclaimed
Sarah Flood is a financial advisor with Empower Financial Services, Inc. She is licensed to sell securities and investment company products. Sarah has been in the industry since December 2020 and is currently registered with FINRA and Empower Financial Services, Inc. in Connecticut. She holds the Series 6TO and SIE exams. Sarah previously worked at MML Investors Services, LLC in Enfield, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/04/2021 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
12/17/2020 - 01/04/2021
MML INVESTORS SERVICES, LLC (ENFIELD CT)
BC
Issued 12/17/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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