Unclaimed
Sarah Carver is a financial advisor at Northwestern Mutual Investment Services, LLC. Sarah is based in Wilbraham, MA and has been in the industry since 2012. Sarah holds the Series 6, 7, and 63 licenses, as well as the SIE exam. Sarah is registered with the state of Connecticut and Massachusetts. Sarah's previous experience includes First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
05/27/2015 - Present
Northwestern Mutual Investment Services, LLC (Wilbraham MA)
MA
08/13/2013 - 01/21/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (W SPRINGFIELD MA)
CT
06/13/2012 - 04/19/2013
FIRST INVESTORS CORPORATION (E. HARTFORD CT)
BC
Issued 07/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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