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Sarah Louise La conte

Natixis Securities Americas LLC

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About Sarah Louise La conte

Sarah Louise La conte is a financial professional with experience in the industry since February 14, 2016. Sarah is currently registered with Natixis Securities Americas LLC. Sarah is also registered in 51 states and the District of Columbia. Prior to joining Natixis Securities Americas LLC, Sarah was registered with BARCLAYS CAPITAL INC. Sarah has passed the Series 63, Series 7TO, SIE, and Series 7 exams.

Firm Information

Sarah La conte is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah La conte’s Registration & Firm History

NY

05/24/2024 - Present

Natixis Securities Americas LLC (NEW YORK NY)

NY

06/06/2019 - 05/29/2024

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/01/2008 - 04/21/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/13/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Louise La conte.
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