Unclaimed
Sarah Louise La conte is a financial professional with experience in the industry since February 14, 2016. Sarah is currently registered with Natixis Securities Americas LLC. Sarah is also registered in 51 states and the District of Columbia. Prior to joining Natixis Securities Americas LLC, Sarah was registered with BARCLAYS CAPITAL INC. Sarah has passed the Series 63, Series 7TO, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2024 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
06/06/2019 - 05/29/2024
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/01/2008 - 04/21/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 06/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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