Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Lindsay stevens Smith is a financial advisor with Janney Montgomery Scott LLC, licensed to operate in several states including Delaware, Minnesota, New York, Pennsylvania, and Texas. Sarah has been in the financial industry since 2014 and holds a Series 7, Series 66, and SIE licenses. In addition to her role as a financial advisor, Sarah has other professional experiences, including serving as Vice President of Programming for the Cornell Club of Philadelphia and owning a rental property in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
02/24/2021 - Present
Janney Montgomery Scott LLC (BERWYN (Valley Forge) PA)
PA
08/26/2014 - 01/21/2020
MORGAN STANLEY (BERWYN PA)
BOTH
Issued 09/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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