Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Leanne Day is a registered representative with Northwestern Mutual Investment Services, LLC. Sarah has been in the securities industry since 2019. Sarah is registered with the Financial Industry Regulatory Authority (FINRA) and is also a registered investment advisor representative in Kansas and Missouri. Sarah has passed the Series 7TO and Series 66 exams. Sarah has previous experience with LPL Financial LLC and Waddell & Reed. Sarah has a background in financial services and is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KS
12/10/2024 - Present
Northwestern Mutual Investment Services, LLC (LEAWOOD KS)
KS
07/15/2021 - 10/10/2022
LPL FINANCIAL LLC (OVERLAND PARK KS)
KS
08/05/2019 - 09/15/2021
WADDELL & REED (OVERLAND PARK KS)
BOTH
Issued 12/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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