Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Zoerb is a financial advisor at NBC Securities, Inc., a firm with over $1 billion in assets under management. Sarah has been in the financial services industry since 1990 and has worked at several prominent firms, including Ameriprise Financial Services, Inc. She holds several licenses and certifications, including Series 7, 63, 65, 24, 10, 9, and 4. Sarah specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/03/2016 - Present
NBC Securities, Inc. (HOUSTON TX)
TX
08/14/2015 - 08/05/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Houston TX)
TX
03/26/2010 - 08/14/2015
JHS CAPITAL ADVISORS, LLC (HOUSTON TX)
TX
05/21/2004 - 03/29/2010
GUNNALLEN FINANCIAL, INC (HOUSTON TX)
NY
10/07/1998 - 06/09/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
TX
06/12/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NJ
03/04/1993 - 08/01/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
11/02/1990 - 03/06/1991
COMMONWEALTH INSTITUTIONAL SECURITIES, INC.
NA
04/29/1985 - 11/29/1988
MORTON H. SACHS & CO.
NA
07/20/1983 - 04/04/1985
J.J.B. HILLIARD, W.L. LYONS, INC.
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/27/1984
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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