Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Kristen Rodriguez is a registered representative of Northwestern Mutual Investment Services, LLC, with over 2 years of experience in the financial industry. She is registered with the state of Colorado as a securities agent. Sarah holds the Series 63, SIE, and Series 6TO licenses and specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CO
02/17/2020 - Present
Northwestern Mutual Investment Services, LLC (DENVER CO)
BC
Issued 02/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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