Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Kaye Horton is a financial professional with over 12 years of experience in the industry. She is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states. Sarah previously worked at Empower Financial Services, Inc. for over 7 years, where she gained extensive experience in the financial services industry. Sarah holds Series 6, 7TO, and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/13/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
CO
02/26/2016 - 06/02/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 03/17/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sarah Horton is the right advisor for you? Invested Better is here to help.
