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Sarah Kaye Bradford

AON Securities LLC

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About Sarah Kaye Bradford

Sarah Kaye Bradford has been in the financial industry since January 3, 2003. She is currently registered with Aon Securities LLC and is active in both the broker-dealer and investment advisor roles. Sarah Kaye Bradford has held previous positions with MMC Securities Corp. and Clark Securities, Inc. Sarah Kaye Bradford is licensed to provide financial services in Texas.

Firm Information

Sarah Bradford is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Sarah Bradford’s Registration & Firm History

GA

07/15/2011 - Present

AON Securities LLC (Atlanta GA)

TX

11/18/2008 - 03/07/2011

MMC SECURITIES CORP. (DALLAS TX)

TX

07/18/2002 - 10/07/2008

CLARK SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 09/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Kaye Bradford.
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