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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Kay Swearinger is a financial advisor at Fidelity Personal And Workplace Advisors. Sarah has over 14 years of experience in the financial services industry. Sarah is licensed to provide financial advice in 53 states. Sarah holds Series 6, 7, 63 and 65 licenses and the SIE exam. Sarah has experience working at CUSO Financial Services, L.P., Wells Fargo Advisors, LLC, and U.S. Bancorp Investments, Inc. Sarah specializes in working with individuals, families, and small businesses. Sarah is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/21/2021 - Present
Fidelity Personal AND Workplace Advisors (NEWCASTLE CA)
CA
05/27/2015 - 10/16/2021
CUSO FINANCIAL SERVICES, L.P. (FOLSOM CA)
CA
01/27/2014 - 06/25/2014
WELLS FARGO ADVISORS, LLC (LINCOLN HILLS CA)
CA
12/12/2007 - 01/27/2014
U.S. BANCORP INVESTMENTS, INC. (FOLSOM CA)
CA
03/06/1997 - 01/11/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 06/27/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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