Unclaimed
Sarah Katherine Dunn is a financial professional with Fidelity Brokerage Services LLC. Sarah has been active in the industry since May 2020. Her professional licenses include Series 7TO, Series 63, and SIE. Sarah is currently registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
05/19/2020 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 05/26/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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