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Sarah Katharine Moss

Harris Williams

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About Sarah Katharine Moss

Sarah Moss is a registered representative at Harris Williams and has been in the industry since May 20, 2024. Sarah holds the Series 99TO and SIE exams. Sarah is located in Richmond, VA.

Firm Information

Sarah Moss is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Moss’s Registration & Firm History

VA

05/20/2024 - Present

Harris Williams (RICHMOND VA)

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Licenses & Designations

BC

Issued 05/20/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/28/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sarah Katharine Moss. Review regulatory record here.
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