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Sarah Kaiser

TCW Investment Management Co. LLC

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About Sarah Kaiser

Sarah Kaiser is a Registered Representative with TCW Investment Management Co. LLC, and is currently registered with the Securities and Exchange Commission (SEC). Sarah has been in the financial services industry since September 2022 and is registered in 53 states. Previously, Sarah Kaiser worked as a Registered Representative with BLACKROCK INVESTMENTS, LLC, a firm based in New York, NY. The firm has a total of 4569 client accounts. Sarah Kaiser specializes in portfolio management for pooled investment vehicles and portfolio management for individuals. The firm is registered as an investment advisor and provides portfolio management services for individuals, businesses, and investment companies.

Firm Information

Sarah Kaiser is currently registered with TCW Investment Management Co. LLC. TCW Investment Management Co. LLC is an investment advisor based in Los Angeles, California. They manage a broad range of investment portfolios for individuals, businesses, and pooled investment vehicles, including insurance companies, investment companies, charitable organizations, pension plans, and high-net-worth individuals. They also provide portfolio management for wrap fee programs. The firm has approximately $39.9 billion in regulatory assets under management.
TCW Investment Management Co. LLC

515 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$39.90B

Assets Under Management

7,162

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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portfolio management for wrap fee programs

Portfolio management for wrap fee programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Sarah Kaiser’s Registration & Firm History

CA

09/10/2024 - Present

TCW Investment Management Co. LLC (LOS ANGELES CA)

NY

12/11/2023 - 08/20/2024

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/19/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sarah Kaiser.
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