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Sarah Joy Wambsganss

Fidelity Brokerage Services LLC

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About Sarah Joy Wambsganss

Sarah Joy Wambsganss is a registered representative with Fidelity Brokerage Services LLC. Sarah is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and SIE licenses. Sarah's registration date with FINRA is April 26, 2024, and her state registrations are current. She has been in the securities industry since April 25, 2024. Sarah is currently located at Fidelity Brokerage Services LLC's office in Greenwood Village, Colorado.

Firm Information

Sarah Wambsganss is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sarah Wambsganss’s Registration & Firm History

CO

04/26/2024 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 05/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/01/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sarah Joy Wambsganss.
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