Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sarah? Claim Your ProfileSarah Jocelyn Brockhouse is a financial advisor who has been in the industry since 2006. Sarah is registered with Charles Schwab & Co., Inc. and has a Series 7, Series 6, Series 63, Series 9, Series 10, and Series 65 license. Sarah also holds a Certified Financial Planner designation. Previously, Sarah was employed by Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Fidelity Personal and Workplace Advisors. Sarah has experience providing financial planning, investment advisory, and brokerage services to individuals and families. Sarah is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
03/07/2023 - Present
Charles Schwab & CO., Inc. (The Woodlands TX)
TX
01/01/2008 - 02/15/2023
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
TX
05/24/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
IA
Issued 01/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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